Job Title: Compliance Officer-NBFC / Fintech Industry Location: Mumbai, India Reporting To: Chief Executive Officer Department: Compliance Kindly share your resume on [email protected] Job Summary" We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification, assessment, and mitigation of risks, and to ensure full compliance with applicable laws,...
We’re hiring a Legal Officer / Legal Executive (LLB, law graduate) to own our real-estate legal, documentation and compliance in Bhubaneswar — agreements, land records, registrations, CC/OC, bank loan legal work and customer documentation across Odisha. Responsible for drafting and vetting agreements, verifying land and title documents, managing municipal compliance (BMC/BDA/NoCs), coordinating...
Position: Compliance Officer Department: Compliance Location: Gurugram Reporting to: EVP - Governance Qualification & Experience: Post Graduation with 10 plus years of relevant work experience in Compliance Role & Qualified Company Secretary. CTC Range: As per industry standards Job Role: •To ensure, monitor and comply with SEBI Regulations for Mutual Fund and Portfolio...
Job Description – Secretarial & Legal Position: Company Secretary and Compliance Officer (Secretarial & Legal) Location: Mumbai Reports to: Managing Director / Board of Directors Role Overview The Company Secretary, Legal & Compliance Officer will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI regulations, and all applicable corporate laws. The...
We are looking for a smart, bold & passionate Business - Compliance & Finance with preferably 2+ years of work experience in any ecommerce startup. You will be working directly with the founder! Our Story We are Solving Health with Nature. We are a fast-growing D2C Natural Personal care brand founded in 2020. We currently have 80+ products - only potent natural ingredients. All of them comes...
🌟 We're Hiring for Delivery Compliance Officer - Risk and Compliance in HCLTech 📍 Location: Noida/Chennai/Bengaluru 🎓 Education: BE/B.Tech / BCA/BSc 💼 Experience: 7+ Years No of position - 9 (Noida -2, Chennai - 4, Bengaluru -3) Key Responsibilities: - Strong understanding of IT control frameworks with expertise in risk assessment and control selection. - Hands‑on experience in at least two...
Company Description & Culture Code https://optima.ai/talent Role Description We are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance: - Lead end-to-end compliance processes and liaising across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement - Proactively anticipate regulatory changes and...
Job Description: Compliance Officer – Broker Dealer (GIFT City) Location: GIFT City Function: Compliance & Regulatory Affairs Experience: 3 – 6 years Role Overview The Compliance Officer will be responsible for owning the end-to-end compliance framework for the Company’s Broker-Dealer operations in GIFT City (IFSC). The role ensures full adherence to IFSCA regulations, AML/PMLA/KYC norms,...
Roles & Responsibilities: Review and Interpretation of Investment Documents Read, understand, and analyze agreements such as Shareholders' Agreements, Share Purchase Agreements, Term Sheets, Contribution Agreements, and Private Placement Memorandums related to investments in Startups and Alternate Investment Funds (AIFs). Investor Rights Analysis Identify, evaluate, and summarize key investor...
Our client is a leading global proprietary trading firm looking for a Compliance Officer to join their Compliance function in Mumbai, with a primary focus on trade surveillance and market conduct. This role is ideal for an experienced compliance professional with exposure to electronic trading environments and global regulatory frameworks. Key Responsibilities: - Perform daily trade...
Yubi, formerly known as CredAvenue, is re-defining global debt markets by freeing the flow of finance between borrowers, lenders, and investors. In March 2022, we became India’s fastest fintech and most impactful startup to join the unicorn club with a Series B fundraising round of $137 million. Yubi Markets is a one stop platform for all wealth products & partners, Yubi Markets, an organization...
🚨We Are Hiring: Officer - Compliance 📍Aqaba, Jordan | 🏢 GIA Apparels 🚨 We Are Hiring: Compliance Officer 📍 Jordan | 🏢 GIA Apparels 📋 Key Focus: • Ensure organizational and business processes comply with government regulations • Conduct risk assessments and monitor compliance performance • Investigate irregularities and escalate areas of concern • Educate employees on regulations and their...
Job title: US Compliance Associate Location: Noida (Work from office) Shift: US Shift Job Responsibilities: - Good Organizational skills, attention to details, excellent communications abilities. - Initiate background checks in accordance with client policies and applicable legal requirements - Engage with the new hire/rehire to schedule drug and/or health screening appointments - Follow up...
Job Title: Compliance Officer / Senior Compliance Officer Location: Makarba, Ahmedabad. Shift Timings: - 12:30 PM – 10:00 PM IST - 1:30 PM – 11:00 PM IST (During Daylight Saving Time) About the Role: We are looking for a detail-oriented and proactive Compliance Officer / Senior Compliance Officer to join our compliance team. The role involves managing and ensuring the timely collection,...
Our client, a leading professional services company is looking to hire a Senior Compliance professional for their corporate team in Mumbai. This role is ideal for qualified Lawyers who are also Company Secretaries, with 10–15 years of experience in setting up and managing compliance frameworks and policies, conducting cross-functional compliance reviews with internal teams, and advising on SEBI...
Working Hours:(9 hour Shift) 1st Shift will start at 7.00 am, 2nd will start at 3.00 pm 3rd will start at 11 pm. 6 days working will be there and weekly off will be decided in coordiantion with team members. 10 PTO will be given. During the training period candidates are required to work under Night shift only. No of Candidates Required - 2 Client Details Our client is logistic of Fuel...
Role : Compliance Risk & Trustee Officer-Company SecretaryExperience : 5 to 10 yearsQualification : LLB,CSLocation : BKC MumbaiJob Description :-Support the Trustee Company and AMC in complying with SEBI (Mutual Fund)Regulations, securities and corporate laws, and internal governance frameworks, and toassist Trustees in discharging fiduciary and regulatory oversight responsibilities.This role is...
We’re hiring a Legal Officer / Legal Executive (LLB, law graduate) to own our real-estate legal, documentation and compliance in Bhubaneswar — agreements, land records, registrations, CC/OC, bank loan legal work and customer documentation across Odisha. Responsible for drafting and vetting agreements, verifying land and title documents, managing municipal compliance (BMC/BDA/NoCs), coordinating...
We are looking for a smart, bold & passionate Business - Compliance & Finance with preferably 2+ years of work experience in any ecommerce startup. You will be working directly with the founder! Our Story We are Solving Health with Nature. We are a fast-growing D2C Natural Personal care brand founded in 2020. We currently have 80+ products - only potent natural ingredients. All of them comes...
Position: Compliance Officer Department: Compliance Location: Gurugram Reporting to: EVP - Governance Qualification & Experience: Post Graduation with 10 plus years of relevant work experience in Compliance Role & Qualified Company Secretary. CTC Range: As per industry standards Job Role: •To ensure, monitor and comply with SEBI Regulations for Mutual Fund and Portfolio...